Amanda Toia
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Senior Compliance Manager, Registered Principal
Amanda Toia is a Senior Compliance Manager and Registered Principal with Raymond James Financial Services (RJFS) at Center for Financial Planning, Inc.® Amanda joined The Center in 2010 and has spent nearly 20 years in the financial services industry.
Amanda reviews and evaluates compliance issues to help ensure the firm is compliant with rules and regulations within the industry. Also, as a member of the Investment Department she manages client portfolios. Prior to joining the Investment Department, Amanda was a longtime member of the Client Service Department, helping to establish many of the firm’s client service processes.
Amanda lives in Shelby Township with her husband, Jesse. Outside of the office, she enjoys spending time with family and friends, visiting museums, and traveling.
EDUCATION
Master of Arts, Humanities, Central Michigan University
Bachelor of Arts, Art History, Oakland University
LICENSING & CERTIFICATIONS
Series 7, Series 24, Series 63, and Series 66 Securities Licenses
Life, Accident, Health, and Variable Annuities Insurance Licenses
AREAS OF FOCUS & INTEREST
Regulatory Compliance
Risk Assessment
Education and Training
Investment Management