Amanda Toia

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Registered Client Service Manager

Registered Client Service Manager

 

Amanda Toia, Registered Client Service Manager, joined The Center team in 2010 and has spent nearly 20 years in the financial services industry.

Amanda is responsible for compliance administration, working closely with the firm’s Chief Compliance Officer. She reviews and evaluates compliance issues to help ensure the firm is compliant with rules and regulations within the industry. Also, a member of the Investment Department, she is involved with client portfolio management. Prior to joining the Investment Department, Amanda was a longtime member of the Client Service Department, helping to establish many of the firm’s client service processes.

Amanda lives in Shelby Township with her husband, Jesse. Outside of the office, she enjoys spending time with family and friends, visiting museums, and traveling.

EDUCATION:

  • Master of Arts, Humanities, Central Michigan University

  • Bachelor of Arts, Art History, Oakland University

Licensing & CertificationS:

  • Series 7, Series 63, and Series 66 Securities Licenses

  • Life, Accident, Health, and Variable Annuities Insurance Licenses

AREAS OF FOCUS & INTEREST:

  • Regulatory Compliance

  • Risk Assessment

  • Education and Training

  • Investment Management